Trade Lifecycle
Description
The lifecycle of a trade encompasses the sequence of events and processes that occur when a trade takes place, involving much more than the mere exchange between two counterparties. This comprehensive course is designed to provide investors, traders, and financial institutions with a deep understanding of the intricate processes involved before, during, and after a trade. By exploring the full trade lifecycle, participants will gain valuable insights into the complexities and regulatory aspects of trading, enhancing their ability to manage and execute trades effectively.
The course begins with an overview of trade activity, introducing the fundamental concepts and roles of different market participants. This section lays the groundwork for understanding how trades are initiated and executed in financial markets.
Next, the course delves into the details of a trade, including the creation and processing of trade tickets. Participants will learn about the critical information recorded on trade tickets and how this information flows through various systems and departments within financial institutions.
The training then covers the full trade lifecycle, breaking down each stage from order initiation to settlement. Participants will explore the extensive processes implemented before, during, and after a trade, including order routing, execution, clearing, and settlement. This section emphasizes the importance of each step in ensuring the smooth and accurate completion of trades.
Finally, the course addresses the people and regulation aspects of trading, highlighting the roles of key personnel involved in trade execution and the regulatory frameworks that govern trading activities. Participants will understand the importance of compliance and how regulations impact the trade lifecycle.
By the end of this course, participants will be able to:
- Understand the fundamental concepts and roles involved in trade activity.
- Identify the critical information recorded on trade tickets and its significance in the trade lifecycle.
- Explain the stages of the trade lifecycle, from order initiation to settlement, and the processes involved in each stage.
- Recognize the roles of key personnel and the regulatory frameworks that govern trading activities.
- Apply knowledge of the trade lifecycle to enhance trade execution, management, and compliance within their organizations.
This training course equips participants with a comprehensive understanding of the trade lifecycle, enabling them to effectively navigate the complexities of trading and ensure the successful execution and management of trades.
is issued on the Luxoft Training form
Objectives
To provide the audience with an understanding of the distinguishing features of the trade Lifecycle, its participants, details of trade, and regulation.
Target Audience
Testers, System and Business Analysts, Architects, Developers, and Project Managers working on corporate finance projects
Prerequisites
Completed introductory training in financial markets and derivatives or possess equivalent knowledge
Roadmap
- Overview of trade activity (2 hour)
- Details of a trade (trade tickets) (1 hour)
- The Trade lifecycle (2 hour)
- People & Regulation (1 hour)
Total: 6 hours